Bill: The Financial Advisor
Financial Situation:
Bill is a financial advisor with a client who is elderly, newly widowed, and in need of income. Bill is looking to place his clients’ assets with a portfolio manager who focuses on capital preservation and risk management.
The L&S Solution:
L&S has numerous strategies approved on a number of broker/dealer platforms. L&S would work with Bill to introduce his client to the L&S Guardian Strategies, which seek growth through active and tactical exposure to equities while also focusing on downside protection and capital preservation.
Learn more about the services L&S Advisors offers for financial advisors.
Blue Sky Capital: The RIA Looking for a Sub-Advisor
Financial Situation:
Blue Sky Capital is a small RIA that works to place their clients’ portfolios with other advisors. They’re interested in placing some of their clients’ assets in a growth-oriented equity and high-yield fixed income strategy.
The L&S Solution:
L&S offers numerous strategies for RIAs looking for a sub-advisor. In the case of Blue Sky, we would offer our Equity Growth Strategy (from our L&S Sprinter Equity Strategies) and our High Yield Bond Strategy (from our L&S Fixed Income Strategies). The Equity Growth Strategy seeks growth through capital appreciation by investing in a portfolio of companies that we expect can potentially grow earnings and revenues at a rate faster than the average company. Our High Yield Bond Strategy seeks to generate high levels of taxable income and modest capital appreciation through investment in high-yield bonds.
Learn more about the sub-advising services L&S Advisors offers for RIAs.
Disclosure: These “Client Solutions” are for illustrative purposes only. These are not actual clients, nor does this information represent actual client information or L&S Advisors’ ability to achieve your goals.